← Directory
VERTEX PARTNERS
Legal name: VERTEX PLANNING PARTNERS, LLC
CRD 316839File 801-122980
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.01B
Above cohort median (national)
Discretionary AUM
$1.01B
Non-discretionary $2.5M
Clients
843
2,580 accounts
Employees
20
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 3, 2022
- Principal office
- 3000 WOODCREEK DRIVE, SUITE 100, DOWNERS GROVE, IL, 60515
- Phone
- 630-836-3300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.01B
- Discretionary AUM
- $1.01B
- Non-discretionary AUM
- $2.5M
- Discretionary accounts
- 2,565
- Non-discretionary accounts
- 15
- Total accounts
- 2,580
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.1M |
| Charitable organizations | Fewer than 5 | $26 |
| High net worth individuals | 284 | $770.9M |
| Pension and profit sharing plans | Fewer than 5 | $3.6M |
| Individuals (other than high net worth individuals) | 552 | $236.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 819 | 843 | increased by24 |
| Apr 1, 2026 | AUM | $827,936,305 | $1,011,939,498 | increased by$184,003,193 |
| Apr 1, 2026 | Accounts | 2,374 | 2,580 | increased by206 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 20 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 641 | 819 | increased by178 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $478,601,234 | $827,936,305 | increased by$349,335,071 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,643 | 2,374 | increased by731 |
| Jun 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Jun 1, 2022 | AUM | $0 | $478,601,234 | increased by$478,601,234 |
| Jun 1, 2022 | Accounts | 0 | 1,643 | increased by1,643 |
| Feb 1, 2022 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VERTEX PARTNERS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VERTEX PARTNERS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.