← Directory
THE FINANCIAL RESOURCE CENTER
Legal name: THE FINANCIAL RESOURCE CENTER, INC.
CRD 316747File 801-122673
APPROVED
Retail clients
Filing as of Sep 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$642.5M
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $642.5M
Clients
247
389 accounts
Employees
5
Above cohort median in IN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 10, 2021
- Principal office
- 9640 COMMERCE DRIVE, SUITE 414, CARMEL, IN, 46032
- Phone
- 317-871-8571
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $642.5M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $642.5M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 389
- Total accounts
- 389
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.4M |
| Pension and profit sharing plans | 5 | $13.5M |
| State or municipal government entities | Fewer than 5 | $521.7M |
| Individuals (other than high net worth individuals) | 237 | $103.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 231 | 247 | increased by16 |
| Apr 1, 2026 | AUM | $407,168,352 | $642,481,363 | increased by$235,313,011 |
| Apr 1, 2026 | Accounts | 361 | 389 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 5 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 257 | 231 | decreased by26 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $304,639,389 | $407,168,352 | increased by$102,528,963 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 380 | 361 | decreased by19 |
| Sep 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Sep 1, 2022 | Clients | 244 | 257 | increased by13 |
| Sep 1, 2022 | AUM | $67,103,399 | $304,639,389 | increased by$237,535,990 |
| Sep 1, 2022 | Accounts | 361 | 380 | increased by19 |
| Apr 1, 2022 | Clients | 0 | 244 | increased by244 |
| Apr 1, 2022 | AUM | $0 | $67,103,399 | increased by$67,103,399 |
| Apr 1, 2022 | Accounts | 0 | 361 | increased by361 |
| Dec 1, 2021 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINANCIAL RESOURCE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIAL RESOURCE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.