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WPM WEALTH ADVISORS LLC
CRD 316722File 801-122458
APPROVED
Retail clients
Disclosure events
Filing as of Feb 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$72.4M
Bottom 25% of cohort (national)
Discretionary AUM
$72.4M
Clients
353
353 accounts
Employees
3
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 7, 2021
- Principal office
- 63 PUTNAM STREET, SUITE 202, SARATOGA SPRINGS, NY, 12866
- Phone
- 518-369-5232
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $72.4M
- Discretionary AUM
- $72.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 353
- Non-discretionary accounts
- 0
- Total accounts
- 353
- AUM per client
- $205K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 8 | $19.9M |
| Individuals (other than high net worth individuals) | 345 | $52.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 169 | 353 | increased by184 |
| Mar 1, 2026 | AUM | $64,388,000 | $72,382,757 | increased by$7,994,757 |
| Mar 1, 2026 | Accounts | 328 | 353 | increased by25 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2 | 3 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 127 | 169 | increased by42 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $49,375,468 | $64,388,000 | increased by$15,012,532 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 226 | 328 | increased by102 |
| Apr 1, 2022 | Clients | 120 | 127 | increased by7 |
| Apr 1, 2022 | AUM | $51,562,000 | $49,375,468 | decreased by$2,186,532 |
| Apr 1, 2022 | Accounts | 198 | 226 | increased by28 |
| Feb 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Feb 1, 2022 | AUM | $0 | $51,562,000 | increased by$51,562,000 |
| Feb 1, 2022 | Accounts | 0 | 198 | increased by198 |
| Nov 1, 2021 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WPM WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WPM WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.