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BROOKWOOD INVESTMENT GROUP
Legal name: BROOKWOOD INVESTMENT GROUP LLC
CRD 316544File 801-122508
APPROVED
Retail clients
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.25B
Above cohort median (national)
Discretionary AUM
$1.23B
Non-discretionary $17.4M
Clients
3,506
7,129 accounts
Employees
24
Top 25% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Oct 18, 2021
- Principal office
- 3930 E. RAY ROAD, SUITE 155, PHOENIX, AZ, 85044
- Phone
- 4803514740
- Website
- https://ckwmg.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.25B
- Discretionary AUM
- $1.23B
- Non-discretionary AUM
- $17.4M
- Discretionary accounts
- 7,034
- Non-discretionary accounts
- 95
- Total accounts
- 7,129
- AUM per client
- $357K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $365K |
| Charitable organizations | 1 | $57K |
| High net worth individuals | 210 | $460.3M |
| Individuals (other than high net worth individuals) | 3,290 | $791.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.