HOTTINGER

Legal name: HOTTINGER & CO LIMITED

CRD 316515File 801-122761

APPROVED

Retail clients

Custody

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.47B

Above cohort median (national)

Discretionary AUM

$762.2M

Non-discretionary $710.1M

Clients

220

637 accounts

Employees

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: HQ
Registration date: Feb 10, 2022
Principal office: 4 CARLTON GARDENS, ST. JAMES'S, LONDON, SW1Y 5AA
Phone: 44 207 227 3400
Website: HTTPS://WWW.HOTTINGER.CO.UK

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.47B
Discretionary AUM: $762.2M
Non-discretionary AUM: $710.1M
Discretionary accounts: 369
Non-discretionary accounts: 268
Total accounts: 637
AUM per client: $6.7M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	17	$357.6M
Insurance companies	8	$43.3M
High net worth individuals	110	$972.8M
Pension and profit sharing plans	11	$22.8M
Individuals (other than high net worth individuals)	74	$26.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Publications
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: Yes
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 17, 2026	Clients	234	220
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.