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HOTTINGER
Legal name: HOTTINGER & CO LIMITED
CRD 316515File 801-122761
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.47B
Above cohort median (national)
Discretionary AUM
$762.2M
Non-discretionary $710.1M
Clients
220
637 accounts
Employees
24
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Feb 10, 2022
- Principal office
- 4 CARLTON GARDENS, ST. JAMES'S, LONDON, SW1Y 5AA
- Phone
- 44 207 227 3400
- Website
- HTTPS://WWW.HOTTINGER.CO.UK
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.47B
- Discretionary AUM
- $762.2M
- Non-discretionary AUM
- $710.1M
- Discretionary accounts
- 369
- Non-discretionary accounts
- 268
- Total accounts
- 637
- AUM per client
- $6.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 17 | $357.6M |
| Insurance companies | 8 | $43.3M |
| High net worth individuals | 110 | $972.8M |
| Pension and profit sharing plans | 11 | $22.8M |
| Individuals (other than high net worth individuals) | 74 | $26.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Publications
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 234 | 220 | decreased by14 |
| Apr 1, 2026 | Employees | 25 | 24 | decreased by1 |
| Apr 1, 2026 | Clients | 273 | 234 | decreased by39 |
| Apr 1, 2026 | AUM | $1,191,668,610 | $1,472,337,208 | increased by$280,668,598 |
| Apr 1, 2026 | Accounts | 530 | 637 | increased by107 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 23 | 25 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 23 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 216 | 273 | increased by57 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,019,398,331 | $1,191,668,610 | increased by$172,270,279 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 356 | 530 | increased by174 |
| Jul 1, 2022 | Clients | 190 | 216 | increased by26 |
| Jul 1, 2022 | AUM | $605,024,004 | $1,019,398,331 | increased by$414,374,327 |
| Jul 1, 2022 | Accounts | 347 | 356 | increased by9 |
| Mar 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HOTTINGER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HOTTINGER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.