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HAVELI INVESTMENT MANAGEMENT LLC
CRD 316470File 801-123111
APPROVED
Custody
Filing as of Aug 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.03B
Top 25% of cohort (national)
Discretionary AUM
$6.03B
Clients
6
6 accounts
Employees
51
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 24, 2022
- Principal office
- 405 COLORADO STREET, SUITE 1600, AUSTIN, TX, 78701
- Phone
- 512-987-7314
- Website
- https://www.Havelii.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.03B
- Discretionary AUM
- $6.03B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 6
- Non-discretionary accounts
- 0
- Total accounts
- 6
- AUM per client
- $1.01B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 6 | $6.03B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — CARRIED INTEREST
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 54 | 51 | decreased by3 |
| Apr 1, 2026 | AUM | $4,500,761,500 | $6,031,090,979 | increased by$1,530,329,479 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 16 | 54 | increased by38 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2 | 6 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $358,275,000 | $4,500,761,500 | increased by$4,142,486,500 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2 | 6 | increased by4 |
| May 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Apr 1, 2022 | Employees | 10 | 16 | increased by6 |
| Apr 1, 2022 | AUM | $0 | $358,275,000 | increased by$358,275,000 |
| Apr 1, 2022 | Accounts | 0 | 2 | increased by2 |
| Feb 1, 2022 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HAVELI INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HAVELI INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.