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EATON FINANCIAL GROUP
Legal name: EATON FINANCIAL HOLDINGS COMPANY, LLC
CRD 316323File 801-122301
APPROVED
Retail clients
Custody
Filing as of Mar 23, 2026
Feed vintage Aug 18, 2026
Regulatory AUM
$382.2M
Below cohort median (national)
Discretionary AUM
$382.2M
Clients
354
911 accounts
Employees
4
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Sep 13, 2021
- Principal office
- 11555 HERON BAY BOULEVARD, SUITE 200, CORAL SPRINGS, FL, 33076
- Phone
- 954-575-9323
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $382.2M
- Discretionary AUM
- $382.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 911
- Non-discretionary accounts
- 0
- Total accounts
- 911
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $63.4M |
| Charitable organizations | Fewer than 5 | $1.1M |
| High net worth individuals | 72 | $209.4M |
| Pension and profit sharing plans | Fewer than 5 | $3.2M |
| Individuals (other than high net worth individuals) | 275 | $105.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 374 | 354 | decreased by20 |
| Apr 1, 2026 | AUM | $389,074,886 | $382,161,339 | decreased by$6,913,547 |
| Apr 1, 2026 | Accounts | 1,283 | 911 | decreased by372 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 221 | 374 | increased by153 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $133,538,630 | $389,074,886 | increased by$255,536,256 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 371 | 1,283 | increased by912 |
| Feb 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Feb 1, 2022 | AUM | $0 | $133,538,630 | increased by$133,538,630 |
| Feb 1, 2022 | Accounts | 0 | 371 | increased by371 |
| Oct 1, 2021 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EATON FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EATON FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.