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GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC
CRD 316072File 801-122556
APPROVED
Retail clients
Custody
Filing as of May 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$457.0M
Above cohort median (national)
Discretionary AUM
$457.0M
Clients
925
2,946 accounts
Employees
10
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Oct 25, 2021
- Principal office
- 3200 CHERRY CREEK SOUTH DRIVE, SUITE 280, DENVER, CO, 80209
- Phone
- 720-420-4870
- Website
- https://www.gwsa.us
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $457.0M
- Discretionary AUM
- $457.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,946
- Non-discretionary accounts
- 0
- Total accounts
- 2,946
- AUM per client
- $494K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 116 | $179.7M |
| Business development companies | 4 | $3.9M |
| Individuals (other than high net worth individuals) | 805 | $273.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 790 | 925 | increased by135 |
| Feb 1, 2026 | AUM | $369,633,958 | $456,960,110 | increased by$87,326,152 |
| Feb 1, 2026 | Accounts | 2,623 | 2,946 | increased by323 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 10 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 359 | 790 | increased by431 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $160,439,363 | $369,633,958 | increased by$209,194,595 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,083 | 2,623 | increased by1,540 |
| Mar 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Feb 1, 2022 | Custody | No | Yes | |
| Feb 1, 2022 | AUM | $0 | $160,439,363 | increased by$160,439,363 |
| Feb 1, 2022 | Accounts | 0 | 1,083 | increased by1,083 |
| Nov 1, 2021 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GLOBAL WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GLOBAL WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.