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PRIVATE WEALTH ASSET MANAGEMENT
Legal name: PRIVATE WEALTH ASSET MANAGEMENT, LLC
CRD 315819File 801-122065
APPROVED
Retail clients
Custody
Filing as of Sep 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.52B
Top 25% of cohort (national)
Discretionary AUM
$2.52B
Clients
559
2,268 accounts
Employees
32
Top 25% of cohort in NE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Aug 12, 2021
- Principal office
- 1100 CAPITOL AVENUE, SUITE 200, OMAHA, NE, 68102
- Phone
- 402-227-4208
- Website
- http://www.privatewealth.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.52B
- Discretionary AUM
- $2.52B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,268
- Non-discretionary accounts
- 0
- Total accounts
- 2,268
- AUM per client
- $4.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 406 | $2.46B |
| Individuals (other than high net worth individuals) | 153 | $61.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 37 | 32 | decreased by5 |
| Apr 1, 2026 | Clients | 483 | 559 | increased by76 |
| Apr 1, 2026 | AUM | $1,849,717,875 | $2,523,259,243 | increased by$673,541,368 |
| Apr 1, 2026 | Accounts | 1,947 | 2,268 | increased by321 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 37 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 249 | 483 | increased by234 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $790,374,516 | $1,849,717,875 | increased by$1,059,343,359 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 850 | 1,947 | increased by1,097 |
| Sep 1, 2022 | Employees | 16 | 15 | decreased by1 |
| Sep 1, 2022 | Clients | 172 | 249 | increased by77 |
| Sep 1, 2022 | AUM | $616,767,422 | $790,374,516 | increased by$173,607,094 |
| Sep 1, 2022 | Accounts | 638 | 850 | increased by212 |
| Apr 1, 2022 | Employees | 12 | 16 | increased by4 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 113 | 172 | increased by59 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PRIVATE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PRIVATE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.