WINCAP FINANCIAL LLC

CRD 315798File 801-131123

APPROVED

Retail clients

Custody

Filing as of Jun 29, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$223.1M

Below cohort median (national)

Discretionary AUM

$223.1M

Clients

270

624 accounts

Employees

Bottom 25% of cohort in MA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Sep 13, 2024
Principal office: 55 UNION STREET, BOSTON, MA, 02108
Phone: (617) 590-3250
Website: https://wincapfinancial.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $223.1M
Discretionary AUM: $223.1M
Non-discretionary AUM: $0
Discretionary accounts: 624
Non-discretionary accounts: 0
Total accounts: 624
AUM per client: $826K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$633K
High net worth individuals	73	$150.7M
Individuals (other than high net worth individuals)	197	$71.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.