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PROSPERITAS FINANCIAL, LLC
CRD 315768File 801-122207
APPROVED
Retail clients
Custody
Filing as of Sep 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$812.5M
Above cohort median (national)
Discretionary AUM
$695.4M
Non-discretionary $117.0M
Clients
2,138
4,890 accounts
Employees
33
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Aug 30, 2021
- Principal office
- 25060 AVENUE STANFORD, SUITE 100, VALENCIA, CA, 91355
- Phone
- 661-255-9555
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $812.5M
- Discretionary AUM
- $695.4M
- Non-discretionary AUM
- $117.0M
- Discretionary accounts
- 4,497
- Non-discretionary accounts
- 393
- Total accounts
- 4,890
- AUM per client
- $380K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 172 | $17.0M |
| High net worth individuals | 150 | $336.4M |
| Pooled investment vehicles | 2 | $2.0M |
| Pension and profit sharing plans | 219 | $98.1M |
| Individuals (other than high net worth individuals) | 1,595 | $359.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 19 | 33 | increased by14 |
| Apr 1, 2026 | Clients | 1,635 | 2,138 | increased by503 |
| Apr 1, 2026 | AUM | $612,704,601 | $812,462,629 | increased by$199,758,028 |
| Apr 1, 2026 | Accounts | 3,933 | 4,890 | increased by957 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 19 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 287 | 1,635 | increased by1,348 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $114,429,666 | $612,704,601 | increased by$498,274,935 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 287 | 3,933 | increased by3,646 |
| Feb 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Feb 1, 2022 | Clients | 205 | 287 | increased by82 |
| Feb 1, 2022 | AUM | $102,217,417 | $114,429,666 | increased by$12,212,249 |
| Feb 1, 2022 | Accounts | 562 | 287 | decreased by275 |
| Jan 1, 2022 | Clients | 0 | 205 | increased by205 |
| Jan 1, 2022 | AUM | $0 | $102,217,417 | increased by$102,217,417 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PROSPERITAS FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PROSPERITAS FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.