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PROSPERITAS FINANCIAL, LLC
CRD 315768File 801-122207
APPROVED
Retail clients
Custody
Filing as of Mar 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$812.5M
Above cohort median (national)
Discretionary AUM
$695.4M
Non-discretionary $117.0M
Clients
2,138
4,890 accounts
Employees
33
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Aug 30, 2021
- Principal office
- 25060 AVENUE STANFORD, SUITE 100, VALENCIA, CA, 91355
- Phone
- 661-255-9555
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $812.5M
- Discretionary AUM
- $695.4M
- Non-discretionary AUM
- $117.0M
- Discretionary accounts
- 4,497
- Non-discretionary accounts
- 393
- Total accounts
- 4,890
- AUM per client
- $380K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 172 | $17.0M |
| High net worth individuals | 150 | $336.4M |
| Pooled investment vehicles | 2 | $2.0M |
| Pension and profit sharing plans | 219 | $98.1M |
| Individuals (other than high net worth individuals) | 1,595 | $359.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.