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CAPITAL FOUR US INC.
CRD 315650File 801-122112
APPROVED
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.64B
Top 25% of cohort (national)
Discretionary AUM
$2.64B
Clients
9
9 accounts
Employees
8
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 19, 2021
- Principal office
- 280 PARK AVENUE, 43RD FLOOR, NEW YORK, NY, 10017
- Phone
- 212-461-3730
- Website
- http://www.capital-four.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.64B
- Discretionary AUM
- $2.64B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 9
- Non-discretionary accounts
- 0
- Total accounts
- 9
- AUM per client
- $293.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 9 | $2.64B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 8 | decreased by1 |
| Apr 1, 2026 | Clients | 7 | 9 | increased by2 |
| Apr 1, 2026 | AUM | $2,092,007,838 | $2,637,761,145 | increased by$545,753,307 |
| Apr 1, 2026 | Accounts | 7 | 9 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3 | 7 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $780,000,000 | $2,092,007,838 | increased by$1,312,007,838 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3 | 7 | increased by4 |
| Aug 1, 2022 | Custody | Yes | No | |
| Apr 1, 2022 | Clients | 1 | 3 | increased by2 |
| Apr 1, 2022 | AUM | $170,700,000 | $780,000,000 | increased by$609,300,000 |
| Apr 1, 2022 | Accounts | 1 | 3 | increased by2 |
| Dec 1, 2021 | Registration | APPROVED-120 | APPROVED | |
| Nov 1, 2021 | Employees | 4 | 8 | increased by4 |
| Nov 1, 2021 | Custody | No | Yes |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPITAL FOUR” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITAL FOUR” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.