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DASTA INVESTMENTS LLC
Legal name: DUB ADVISORS LLC
CRD 315589File 801-122735
APPROVED
Retail clients
Filing as of Jun 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$81.8M
Bottom 25% of cohort (national)
Discretionary AUM
$81.8M
Clients
27,037
27,037 accounts
Employees
8
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 23, 2021
- Principal office
- 450 BROADWAY, FLOOR 2, NEW YORK, NY, 10016
- Phone
- 732-910-5781
- Website
- https://dubadvisors.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $81.8M
- Discretionary AUM
- $81.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 27,037
- Non-discretionary accounts
- 0
- Total accounts
- 27,037
- AUM per client
- $3K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 2,226 | $20.1M |
| Individuals (other than high net worth individuals) | 24,811 | $61.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — SUBSCRIPTION FEES
Advisory activities
- Publications
- Other advisory activities
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 7 | 8 | increased by1 |
| Mar 1, 2026 | Clients | 10,925 | 27,037 | increased by16,112 |
| Mar 1, 2026 | AUM | $13,799,315 | $81,786,390 | increased by$67,987,075 |
| Mar 1, 2026 | Accounts | 10,925 | 27,037 | increased by16,112 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 7 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 0 | 10,925 | increased by10,925 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $0 | $13,799,315 | increased by$13,799,315 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 0 | 10,925 | increased by10,925 |
| Apr 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Dec 1, 2021 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DASTA INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DASTA INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.