← Directory
PINNACLE WEALTH MANAGEMENT, LLC
CRD 315578File 801-122002
APPROVED
Retail clients
Custody
Filing as of Feb 6, 2026
Feed vintage Sep 9, 2026
Regulatory AUM
$211.1M
Below cohort median (national)
Discretionary AUM
$211.1M
Clients
458
767 accounts
Employees
5
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 30, 2021
- Principal office
- 2999 DOUGLAS BLVD, SUITE 180, ROSEVILLE, CA, 95661
- Phone
- 916-772-0807
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $211.1M
- Discretionary AUM
- $211.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 767
- Non-discretionary accounts
- 0
- Total accounts
- 767
- AUM per client
- $461K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 62 | $100.5M |
| Individuals (other than high net worth individuals) | 396 | $110.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 4 | 5 | increased by1 |
| Mar 1, 2026 | Clients | 457 | 458 | increased by1 |
| Mar 1, 2026 | AUM | $181,677,991 | $211,075,762 | increased by$29,397,771 |
| Mar 1, 2026 | Accounts | 728 | 767 | increased by39 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 452 | 457 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $159,202,231 | $181,677,991 | increased by$22,475,760 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 700 | 728 | increased by28 |
| Apr 1, 2022 | Employees | 6 | 4 | decreased by2 |
| Apr 1, 2022 | Clients | 453 | 452 | decreased by1 |
| Apr 1, 2022 | AUM | $153,100,000 | $159,202,231 | increased by$6,102,231 |
| Apr 1, 2022 | Accounts | 713 | 700 | decreased by13 |
| Oct 1, 2021 | Registration | APPROVED-120 | APPROVED | |
| Oct 1, 2021 | Custody | No | Yes | |
| Oct 1, 2021 | AUM | $0 | $153,100,000 | increased by$153,100,000 |
| Oct 1, 2021 | Accounts | 0 | 713 | increased by713 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PINNACLE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PINNACLE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.