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SMART WEALTH, LLC
CRD 315496File 801-122372
APPROVED
Retail clients
Filing as of Jul 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$686.4M
Above cohort median (national)
Discretionary AUM
$668.3M
Non-discretionary $18.2M
Clients
1,012
3,660 accounts
Employees
41
Above cohort median in NE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Sep 23, 2021
- Principal office
- 13815 FNB PARKWAY, SUITE 400, OMAHA, NE, 68154
- Phone
- 402-369-7777
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $686.4M
- Discretionary AUM
- $668.3M
- Non-discretionary AUM
- $18.2M
- Discretionary accounts
- 3,595
- Non-discretionary accounts
- 65
- Total accounts
- 3,660
- AUM per client
- $678K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $1.6M |
| Insurance companies | Fewer than 5 | $1.1M |
| Investment companies | 4 | $87.4M |
| High net worth individuals | 339 | $354.5M |
| Individuals (other than high net worth individuals) | 651 | $241.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — FINANCIAL PLANNING FEE
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.