← Directory
SMART WEALTH, LLC
CRD 315496File 801-122372
APPROVED
Retail clients
Filing as of Aug 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$686.4M
Above cohort median (national)
Discretionary AUM
$668.3M
Non-discretionary $18.2M
Clients
1,012
3,660 accounts
Employees
41
Above cohort median in NE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Sep 23, 2021
- Principal office
- 13815 FNB PARKWAY, SUITE 400, OMAHA, NE, 68154
- Phone
- 402-369-7777
- Website
- https://www.smartpwp.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $686.4M
- Discretionary AUM
- $668.3M
- Non-discretionary AUM
- $18.2M
- Discretionary accounts
- 3,595
- Non-discretionary accounts
- 65
- Total accounts
- 3,660
- AUM per client
- $678K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $1.6M |
| Insurance companies | Fewer than 5 | $1.1M |
| Investment companies | 4 | $87.4M |
| High net worth individuals | 339 | $354.5M |
| Individuals (other than high net worth individuals) | 651 | $241.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — FINANCIAL PLANNING FEE
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Clients | 1,010 | 1,012 | increased by2 |
| Aug 1, 2026 | AUM | $632,340,216 | $686,409,925 | increased by$54,069,709 |
| Apr 1, 2026 | Employees | 45 | 41 | decreased by4 |
| Apr 1, 2026 | Clients | 891 | 1,010 | increased by119 |
| Apr 1, 2026 | AUM | $448,397,840 | $632,340,216 | increased by$183,942,376 |
| Apr 1, 2026 | Accounts | 3,291 | 3,660 | increased by369 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 889 | 891 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $439,967,840 | $448,397,840 | increased by$8,430,000 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 21 | 45 | increased by24 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 386 | 889 | increased by503 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $169,019,173 | $439,967,840 | increased by$270,948,667 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,005 | 3,291 | increased by286 |
| Mar 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Mar 1, 2022 | Employees | 22 | 21 | decreased by1 |
| Mar 1, 2022 | Clients | 287 | 386 | increased by99 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SMART WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SMART WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.