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UTA LLC
CRD 315427File 801-121768
APPROVED
Retail clients
Filing as of Jan 12, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$214.6M
Below cohort median (national)
Discretionary AUM
$183.2M
Non-discretionary $31.4M
Clients
103
248 accounts
Employees
2
Below cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 15, 2021
- Principal office
- 2800 MAIN STREET, VANCOUVER, WA, 98663
- Phone
- 360.360.0344
- Website
- http://uptownadv.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $214.6M
- Discretionary AUM
- $183.2M
- Non-discretionary AUM
- $31.4M
- Discretionary accounts
- 177
- Non-discretionary accounts
- 71
- Total accounts
- 248
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.5M |
| High net worth individuals | 43 | $183.8M |
| Individuals (other than high net worth individuals) | 59 | $27.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.