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WEALTH EFFECTS
Legal name: WEALTH EFFECTS LLC
CRD 315244File 801-121699
APPROVED
Retail clients
Custody
Filing as of Feb 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$472.0M
Above cohort median (national)
Discretionary AUM
$472.0M
Clients
602
988 accounts
Employees
17
Below cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 7, 2021
- Principal office
- 265 FRANKLIN STREET, SUITE 1702, BOSTON, MA, 02110
- Phone
- 617-465-2560
- Website
- https://www.w-effects.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $472.0M
- Discretionary AUM
- $472.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 988
- Non-discretionary accounts
- 0
- Total accounts
- 988
- AUM per client
- $784K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 6 | $2.0M |
| High net worth individuals | 100 | $150.0M |
| Pension and profit sharing plans | Fewer than 5 | $1.0M |
| Individuals (other than high net worth individuals) | 496 | $319.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 16 | 17 | increased by1 |
| Mar 1, 2026 | Clients | 599 | 602 | increased by3 |
| Mar 1, 2026 | AUM | $405,838,000 | $472,000,000 | increased by$66,162,000 |
| Mar 1, 2026 | Accounts | 969 | 988 | increased by19 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 16 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 508 | 599 | increased by91 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $330,000,000 | $405,838,000 | increased by$75,838,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 793 | 969 | increased by176 |
| Apr 1, 2022 | Employees | 8 | 10 | increased by2 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 430 | 508 | increased by78 |
| Apr 1, 2022 | AUM | $300,000,000 | $330,000,000 | increased by$30,000,000 |
| Apr 1, 2022 | Accounts | 673 | 793 | increased by120 |
| Dec 1, 2021 | Registration | APPROVED-120 | APPROVED | |
| Dec 1, 2021 | Employees | 3 | 8 | increased by5 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WEALTH EFFECTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WEALTH EFFECTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.