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POINTOAK RETIREMENT ADVISORS
Legal name: POINTOAK RETIREMENT ADVISORS, LLC
CRD 314866File 801-122008
APPROVED
Retail clients
Custody
Filing as of Mar 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.08B
Above cohort median (national)
Discretionary AUM
$11.9M
Non-discretionary $1.07B
Clients
103
117 accounts
Employees
3
Above cohort median in VA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Aug 2, 2021
- Principal office
- 1751 PINNACLE DR, STE 600, MCLEAN, VA, 22102
- Phone
- 703-595-4444
- Website
- http://www.pointoak.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.08B
- Discretionary AUM
- $11.9M
- Non-discretionary AUM
- $1.07B
- Discretionary accounts
- 34
- Non-discretionary accounts
- 83
- Total accounts
- 117
- AUM per client
- $10.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | Fewer than 5 | $2.7M |
| Pension and profit sharing plans | 83 | $1.07B |
| Individuals (other than high net worth individuals) | 19 | $9.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 92 | 103 | increased by11 |
| Apr 1, 2026 | AUM | $818,662,144 | $1,078,990,787 | increased by$260,328,643 |
| Apr 1, 2026 | Accounts | 92 | 117 | increased by25 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1 | 3 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $961,907 | $818,662,144 | increased by$817,700,237 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2 | 92 | increased by90 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | AUM | $0 | $961,907 | increased by$961,907 |
| Apr 1, 2022 | Accounts | 0 | 2 | increased by2 |
| Jan 1, 2022 | Registration | APPROVED-120 | APPROVED | |
| Sep 1, 2021 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “POINTOAK RETIREMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“POINTOAK RETIREMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.