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MLC ASSET MANAGEMENT US LLC
CRD 314738File 801-121396
APPROVED
Custody
Filing as of Sep 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.81B
Top 25% of cohort (national)
Discretionary AUM
$633.9M
Non-discretionary $2.17B
Clients
17
17 accounts
Employees
4
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 2, 2021
- Principal office
- ONE ROCKEFELLER PLAZA, SUITE 1660, NEW YORK, NY, 10020
- Phone
- 617-953-1416
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.81B
- Discretionary AUM
- $633.9M
- Non-discretionary AUM
- $2.17B
- Discretionary accounts
- 3
- Non-discretionary accounts
- 14
- Total accounts
- 17
- AUM per client
- $165.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 17 | $2.81B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Employees | 3 | 4 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 14 | 17 | increased by3 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $2,701,600,000 | $2,767,620,000 | increased by$66,020,000 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 14 | 17 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 3 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 10 | 14 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,655,830,000 | $2,701,600,000 | increased by$1,045,770,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 10 | 14 | increased by4 |
| Oct 1, 2022 | Employees | 5 | 6 | increased by1 |
| Oct 1, 2022 | AUM | $1,339,830,000 | $1,655,830,000 | increased by$316,000,000 |
| Oct 1, 2021 | Registration | APPROVED-120 | APPROVED | |
| Oct 1, 2021 | Employees | 7 | 5 | decreased by2 |
| Oct 1, 2021 | AUM | $0 | $1,339,830,000 | increased by$1,339,830,000 |
| Oct 1, 2021 | Accounts | 0 | 10 | increased by10 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MLC ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MLC ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.