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OMNI FINANCIAL LLC
CRD 314670File 801-131556
APPROVED
Retail clients
Filing as of Jan 9, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$116.9M
Bottom 25% of cohort (national)
Discretionary AUM
$115.3M
Non-discretionary $1.6M
Clients
526
762 accounts
Employees
2
Bottom 25% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 29, 2024
- Principal office
- 5944 SEMINOLE CENTRE, SUITE 200, MADISON, WI, 53711
- Phone
- 608-467-4333
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $116.9M
- Discretionary AUM
- $115.3M
- Non-discretionary AUM
- $1.6M
- Discretionary accounts
- 534
- Non-discretionary accounts
- 228
- Total accounts
- 762
- AUM per client
- $222K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $7.0M |
| High net worth individuals | 115 | $73.6M |
| Individuals (other than high net worth individuals) | 411 | $36.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — ONGOING FINANCIAL PLANNING FEES
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.