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DOWNSHIFT FINANCIAL
Legal name: DOWNSHIFT FINANCIAL, LLC
CRD 314068File 801-131232
APPROVED
Retail clients
Filing as of Jun 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$214.7M
Below cohort median (national)
Discretionary AUM
$211.8M
Non-discretionary $2.8M
Clients
81
354 accounts
Employees
3
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Oct 1, 2024
- Principal office
- Not reported
- Phone
- (720) 515-0564
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $214.7M
- Discretionary AUM
- $211.8M
- Non-discretionary AUM
- $2.8M
- Discretionary accounts
- 348
- Non-discretionary accounts
- 6
- Total accounts
- 354
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 81 | $214.4M |
| Individuals (other than high net worth individuals) | Fewer than 5 | $287K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 77 | 81 | increased by4 |
| Mar 1, 2026 | AUM | $191,500,000 | $214,650,000 | increased by$23,150,000 |
| Mar 1, 2026 | Accounts | 319 | 354 | increased by35 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 62 | 77 | increased by15 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $135,399,662 | $191,500,000 | increased by$56,100,338 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 284 | 319 | increased by35 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DOWNSHIFT FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DOWNSHIFT FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.