EMPOWER FINANCIAL ADVISORY, LLC

CRD 313968File 801-121271

APPROVED

Retail clients

Filing as of May 6, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$635.8M

Above cohort median (national)

Discretionary AUM

$635.8M

Clients

295

1,508 accounts

Employees

Below cohort median in CT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: May 21, 2021
Principal office: 655 WINDING BROOK DRIVE, GLASTONBURY, CT, 06033
Phone: (860) 494-2600
Website: https://www.empowerfa.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $635.8M
Discretionary AUM: $635.8M
Non-discretionary AUM: $0
Discretionary accounts: 1,508
Non-discretionary accounts: 0
Total accounts: 1,508
AUM per client: $2.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	200	$508.6M
Pension and profit sharing plans	5	$300K
Individuals (other than high net worth individuals)	90	$126.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Mar 1, 2026	Clients	370	295	decreased by75
Mar 1, 2026	AUM	$535,018,387	$635,801,070	increased by$100,782,683
Mar 1, 2026	Accounts	1,369	1,508	increased by139
May 1, 2025 vs Oct 1, 2022	Employees	8	7	decreased by1
May 1, 2025 vs Oct 1, 2022	Clients	308	370	increased by62
May 1, 2025 vs Oct 1, 2022	AUM	$412,035,750	$535,018,387	increased by$122,982,637
May 1, 2025 vs Oct 1, 2022	Accounts	1,025	1,369	increased by344
Apr 1, 2022	Employees	9	8	decreased by1
Apr 1, 2022	Clients	290	308	increased by18
Apr 1, 2022	AUM	$392,004,272	$412,035,750	increased by$20,031,478
Apr 1, 2022	Accounts	927	1,025	increased by98
Oct 1, 2021	Registration	APPROVED-120	APPROVED
Oct 1, 2021	AUM	$0	$392,004,272	increased by$392,004,272
Oct 1, 2021	Accounts	0	927	increased by927
Jun 1, 2021	Registration	—	APPROVED-120

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “EMPOWER FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EMPOWER FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.