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DB ADVISORY AMERICA, LIMITED(LTD)
CRD 313938File 801-121559
APPROVED
Filing as of Jan 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.30B
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $1.30B
Clients
3
3 accounts
Employees
2
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 21, 2021
- Principal office
- 551 5TH AVENUE, SUITE 1922, NEW YORK, NY, 10176-1906
- Phone
- 917-261-4798
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.30B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $1.30B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 3
- Total accounts
- 3
- AUM per client
- $433.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 3 | $1.30B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
Advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 3 | 2 | decreased by1 |
| Feb 1, 2026 | AUM | $1,092,800,000 | $1,300,000,000 | increased by$207,200,000 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 1 | 3 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2 | 3 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $641,000,000 | $1,092,800,000 | increased by$451,800,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2 | 3 | increased by1 |
| Apr 1, 2022 | Clients | 1 | 2 | increased by1 |
| Apr 1, 2022 | AUM | $401,400,000 | $641,000,000 | increased by$239,600,000 |
| Apr 1, 2022 | Accounts | 1 | 2 | increased by1 |
| Nov 1, 2021 | Registration | APPROVED-120 | APPROVED | |
| Nov 1, 2021 | AUM | $0 | $401,400,000 | increased by$401,400,000 |
| Nov 1, 2021 | Accounts | 0 | 1 | increased by1 |
| Jul 1, 2021 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DB ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DB ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.