SIERRA OCEAN, LLC

CRD 313829File 801-121123

APPROVED

Retail clients

Custody

Filing as of Mar 26, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$544.6M

Above cohort median (national)

Discretionary AUM

$206.5M

Non-discretionary $338.1M

Clients

181

568 accounts

Employees

Above cohort median in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: May 4, 2021
Principal office: 521 N WILMA AVENUE, SUITE C, RIPON, CA, 95366
Phone: 209-232-7100
Website: https://www.facebook.com/sierra.ocean

Assets & accounts

ADV Item 5F

Total regulatory AUM: $544.6M
Discretionary AUM: $206.5M
Non-discretionary AUM: $338.1M
Discretionary accounts: 527
Non-discretionary accounts: 41
Total accounts: 568
AUM per client: $3.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$15.0M
Charitable organizations	Fewer than 5	$12.8M
High net worth individuals	74	$242.2M
Pension and profit sharing plans	26	$234.6M
Individuals (other than high net worth individuals)	81	$40.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.