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CALDERWOOD FINANCIAL STRATEGIES, INC.
CRD 313466File 801-120801
APPROVED
Retail clients
Filing as of Mar 9, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$228.5M
Below cohort median (national)
Discretionary AUM
$65.5M
Non-discretionary $163.0M
Clients
69
69 accounts
Employees
5
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 15, 2021
- Principal office
- 510 BERING DRIVE, SUITE 540, HOUSTON, TX, 77057
- Phone
- 832-821-2462
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $228.5M
- Discretionary AUM
- $65.5M
- Non-discretionary AUM
- $163.0M
- Discretionary accounts
- 51
- Non-discretionary accounts
- 18
- Total accounts
- 69
- AUM per client
- $3.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $5K |
| High net worth individuals | 25 | $44.3M |
| Pension and profit sharing plans | 23 | $180.2M |
| Individuals (other than high net worth individuals) | 20 | $4.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.