DIVERSIFIED RESOURCES, LLC

CRD 31346File 801-108432

APPROVED

Retail clients

Disclosure events

Filing as of Mar 25, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$268.8M

Below cohort median (national)

Discretionary AUM

$268.8M

Clients

640

1,240 accounts

Employees

Below cohort median in RI

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Sep 21, 2016
Principal office: 70 JEFFERSON BLVD, 4TH FLOOR, WARWICK, RI, 02888
Phone: (401) 941-1500
Website: https://divres.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $268.8M
Discretionary AUM: $268.8M
Non-discretionary AUM: $0
Discretionary accounts: 1,240
Non-discretionary accounts: 0
Total accounts: 1,240
AUM per client: $420K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$264K
Charitable organizations	Fewer than 5	$1.2M
High net worth individuals	129	$157.0M
Pension and profit sharing plans	Fewer than 5	$4.4M
Individuals (other than high net worth individuals)	511	$106.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11D2

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	7	6	decreased by1
Apr 1, 2026	Clients	626	640	increased by14
Apr 1, 2026	AUM	$233,686,640	$268,848,043	increased by$35,161,403
Apr 1, 2026	Accounts	1,139	1,240	increased by101
May 1, 2025 vs Oct 1, 2022	Employees	6	7	increased by1
May 1, 2025 vs Oct 1, 2022	Clients	567	626	increased by59
May 1, 2025 vs Oct 1, 2022	AUM	$184,283,174	$233,686,640	increased by$49,403,466
May 1, 2025 vs Oct 1, 2022	Accounts	1,001	1,139	increased by138
Apr 1, 2022	Disclosures	No	Yes
Apr 1, 2022	Custody	Yes	No
Apr 1, 2022	Clients	510	567	increased by57
Apr 1, 2022	AUM	$163,193,720	$184,283,174	increased by$21,089,454
Apr 1, 2022	Accounts	964	1,001	increased by37
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “DIVERSIFIED RESOURCES” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DIVERSIFIED RESOURCES” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.