ORMONDE INVESTMENT MANAGEMENT, LLC

CRD 313328File 801-120659

APPROVED

Retail clients

Filing as of Jul 9, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$105.3M

Bottom 25% of cohort (national)

Discretionary AUM

$90K

Non-discretionary $105.3M

Clients

3 accounts

Employees

Bottom 25% of cohort in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Apr 2, 2021
Principal office: 4100 ALPHA ROAD, SUITE 500, DALLAS, TX, 75244
Phone: +1 833 689 6003
Website: https://www.ormondeinvestments.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $105.3M
Discretionary AUM: $90K
Non-discretionary AUM: $105.3M
Discretionary accounts: 2
Non-discretionary accounts: 1
Total accounts: 3
AUM per client: $35.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	1	$30K
High net worth individuals	1	$105.3M
State or municipal government entities	1	$60K

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Other advisory activities
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Aug 1, 2026	Clients	1	3	increased by2
Aug 1, 2026	AUM	$97,684,740	$105,344,195	increased by$7,659,455
Aug 1, 2026	Accounts	1	3	increased by2
Apr 1, 2026	Clients	2	1	decreased by1
Apr 1, 2026	AUM	$93,670,817	$97,684,740	increased by$4,013,923
Apr 1, 2026	Accounts	2	1	decreased by1
May 1, 2025 vs Oct 1, 2022	Employees	4	2	decreased by2
May 1, 2025 vs Oct 1, 2022	Clients	1	2	increased by1
May 1, 2025 vs Oct 1, 2022	AUM	$4,500,000	$93,670,817	increased by$89,170,817
May 1, 2025 vs Oct 1, 2022	Accounts	1	2	increased by1
Oct 1, 2022	Clients	2	1	decreased by1
Oct 1, 2022	AUM	$18,926,526	$4,500,000	decreased by$14,426,526
Oct 1, 2022	Accounts	2	1	decreased by1
Apr 1, 2022	Employees	2	4	increased by2
Apr 1, 2022	Clients	6	2	decreased by4

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “ORMONDE INVESTMENT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ORMONDE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.