ALPHA

Legal name: ALPHA RIA LLC

CRD 313285File 801-121176

APPROVED

Retail clients

Filing as of Jul 20, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$54.1M

Bottom 25% of cohort (national)

Discretionary AUM

Non-discretionary $54.1M

Clients

19 accounts

Employees

Bottom 25% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: May 10, 2021
Principal office: 40 WALL STREET, 28TH FLOOR, NEW YORK, NY, 10005-1304
Phone: 2129339301
Website: HTTPS://www.alpha-ria.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $54.1M
Discretionary AUM: $0
Non-discretionary AUM: $54.1M
Discretionary accounts: 0
Non-discretionary accounts: 19
Total accounts: 19
AUM per client: $2.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	19	$54.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.