SMITH GROUP ASSET MANAGEMENT, LLC

CRD 313265File 801-120777

APPROVED

Retail clients

Disclosure events

Filing as of Jul 10, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.41B

Above cohort median (national)

Discretionary AUM

$1.41B

Clients

2,320

2,320 accounts

Employees

Top 25% of cohort in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: May 5, 2021
Principal office: 100 CRESCENT COURT, DALLAS, TX, 75201
Phone: 214-880-4600
Website: https://www.cantorassetmanagement.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.41B
Discretionary AUM: $1.41B
Non-discretionary AUM: $0
Discretionary accounts: 2,320
Non-discretionary accounts: 0
Total accounts: 2,320
AUM per client: $608K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	6	$39.3M
Investment companies	2	$39.4M
Charitable organizations	4	$181.8M
High net worth individuals	2,299	$782.4M
Pension and profit sharing plans	5	$137.2M
State or municipal government entities	4	$230.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11C1
Q11C2
Q11C4
Q11C5

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.