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ETHOS CAPITAL MANAGEMENT, INC.
CRD 313145File 801-132170
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$155.4M
Bottom 25% of cohort (national)
Discretionary AUM
$155.4M
Clients
181
463 accounts
Employees
4
Bottom 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Mar 26, 2025
- Principal office
- 626 SOUTH STATE STREET, NEWTOWN, PA, 18940
- Phone
- 215-968-1820
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $155.4M
- Discretionary AUM
- $155.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 463
- Non-discretionary accounts
- 0
- Total accounts
- 463
- AUM per client
- $858K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 96 | $118.7M |
| Individuals (other than high net worth individuals) | 85 | $36.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.