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GALLIOTT CAPITAL ADVISORS, LLC
CRD 313094File 801-120725
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$249.0M
Below cohort median (national)
Discretionary AUM
$197.9M
Non-discretionary $51.1M
Clients
113
113 accounts
Employees
6
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 2, 2021
- Principal office
- 9401 WILSHIRE BLVD., STE 705, BEVERLY HILLS, CA, 90212
- Phone
- 310-362-3320
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $249.0M
- Discretionary AUM
- $197.9M
- Non-discretionary AUM
- $51.1M
- Discretionary accounts
- 82
- Non-discretionary accounts
- 31
- Total accounts
- 113
- AUM per client
- $2.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 31 | $60.8M |
| Insurance companies | Fewer than 5 | $24.3M |
| High net worth individuals | 51 | $110.8M |
| Pooled investment vehicles | 5 | $40.4M |
| Pension and profit sharing plans | 4 | $8.4M |
| Individuals (other than high net worth individuals) | 21 | $4.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — CONSULTING
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.