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PARAGON PRIVATE WEALTH MANAGEMENT LLC
CRD 312817File 801-120682
APPROVED
Retail clients
Custody
Filing as of Mar 19, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$457.9M
Above cohort median (national)
Discretionary AUM
$444.0M
Non-discretionary $13.9M
Clients
169
711 accounts
Employees
6
Above cohort median in KY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 2, 2021
- Principal office
- 300 WEST VINE STREET, SUITE 2201, LEXINGTON, KY, 40507
- Phone
- 859-300-3985
- Website
- https://www.paragonmgmt.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $457.9M
- Discretionary AUM
- $444.0M
- Non-discretionary AUM
- $13.9M
- Discretionary accounts
- 701
- Non-discretionary accounts
- 10
- Total accounts
- 711
- AUM per client
- $2.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 85 | $398.2M |
| State or municipal government entities | Fewer than 5 | $30.8M |
| Individuals (other than high net worth individuals) | 82 | $28.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.