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LIGHTEDWAY ADVISORY SERVICES, INC.
CRD 312712File 801-120390
APPROVED
Retail clients
Filing as of Feb 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$115.0M
Bottom 25% of cohort (national)
Discretionary AUM
$115.0M
Clients
269
269 accounts
Employees
1
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 26, 2021
- Principal office
- 83 CALVERT ST, HARRISON, NY, 10528
- Phone
- 914-747-4717
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $115.0M
- Discretionary AUM
- $115.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 269
- Non-discretionary accounts
- 0
- Total accounts
- 269
- AUM per client
- $428K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.0M |
| High net worth individuals | 200 | $83.3M |
| Individuals (other than high net worth individuals) | 67 | $28.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 252 | 269 | increased by17 |
| Mar 1, 2026 | AUM | $95,000,000 | $115,000,000 | increased by$20,000,000 |
| Mar 1, 2026 | Accounts | 230 | 269 | increased by39 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 160 | 252 | increased by92 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $76,000,000 | $95,000,000 | increased by$19,000,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 202 | 230 | increased by28 |
| Feb 1, 2022 | Clients | 115 | 160 | increased by45 |
| Feb 1, 2022 | AUM | $72,000,000 | $76,000,000 | increased by$4,000,000 |
| Feb 1, 2022 | Accounts | 184 | 202 | increased by18 |
| Jun 1, 2021 | Registration | APPROVED-120 | APPROVED | |
| Jun 1, 2021 | AUM | $0 | $72,000,000 | increased by$72,000,000 |
| Jun 1, 2021 | Accounts | 0 | 184 | increased by184 |
| Apr 1, 2021 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LIGHTEDWAY ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LIGHTEDWAY ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.