SOUTHWEST INVESTMENT ADVISORS, INC.

CRD 312685File 801-120406

APPROVED

Retail clients

Filing as of Mar 30, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$386.9M

Below cohort median (national)

Discretionary AUM

$386.9M

Clients

1,161

1,162 accounts

Employees

Above cohort median in AZ

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: LARO
Registration date: Dec 31, 2020
Principal office: 7594 N LA CHOLLA, TUCSON, AZ, 85741
Phone: 520-544-2500
Website: http://southwestinvestmentadvisors.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $386.9M
Discretionary AUM: $386.9M
Non-discretionary AUM: $0
Discretionary accounts: 1,162
Non-discretionary accounts: 0
Total accounts: 1,162
AUM per client: $333K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$2.5M
Charitable organizations	7	$4.8M
High net worth individuals	218	$216.4M
Pension and profit sharing plans	Fewer than 5	$0
Individuals (other than high net worth individuals)	931	$163.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	4	5	increased by1
Apr 1, 2026	Clients	1,156	1,161	increased by5
Apr 1, 2026	AUM	$325,665,484	$386,919,218	increased by$61,253,734
Apr 1, 2026	Accounts	1,156	1,162	increased by6
May 1, 2025 vs Oct 1, 2022	Clients	1,008	1,156	increased by148
May 1, 2025 vs Oct 1, 2022	AUM	$257,274,346	$325,665,484	increased by$68,391,138
May 1, 2025 vs Oct 1, 2022	Accounts	1,555	1,156	decreased by399
Apr 1, 2022	Clients	883	1,008	increased by125
Apr 1, 2022	AUM	$209,316,883	$257,274,346	increased by$47,957,463
Apr 1, 2022	Accounts	883	1,555	increased by672
Jun 1, 2021	Clients	928	883	decreased by45
Jun 1, 2021	AUM	$167,507,626	$209,316,883	increased by$41,809,257
Jun 1, 2021	Accounts	928	883	decreased by45
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “SOUTHWEST INVESTMENT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SOUTHWEST INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.