← Directory
GAMMA INVESTING LLC
CRD 312573File 801-127959
APPROVED
Retail clients
Custody
Filing as of Mar 13, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.28B
Top 25% of cohort (national)
Discretionary AUM
$2.28B
Clients
1,975
1,975 accounts
Employees
7
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- May 11, 2023
- Principal office
- Not reported
- Phone
- 888-585-1755
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.28B
- Discretionary AUM
- $2.28B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,975
- Non-discretionary accounts
- 0
- Total accounts
- 1,975
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 1,974 | $2.28B |
| High net worth individuals | Fewer than 5 | $137K |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2026 | Clients | 6 | 1,975 | increased by1,969 |
| Apr 1, 2026 | AUM | $1,416,839,101 | $2,282,120,118 | increased by$865,281,017 |
| Apr 1, 2026 | Accounts | 1,375 | 1,975 | increased by600 |
| May 1, 2025 | Registration | — | APPROVED | |
| Jul 1, 2021 | Employees | 1 | 2 | increased by1 |
| Jul 1, 2021 | AUM | $0 | $11,800,000 | increased by$11,800,000 |
| Jul 1, 2021 | Accounts | 0 | 4 | increased by4 |
| Apr 1, 2021 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GAMMA INVESTING” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GAMMA INVESTING” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.