ANCORA RETIREMENT PLAN ADVISORS, LLC

CRD 31256File 801-67475

APPROVED

Retail clients

Disclosure events

Filing as of Mar 31, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$1.53B

Above cohort median (national)

Discretionary AUM

Non-discretionary $1.53B

Clients

157

161 accounts

Employees

Top 25% of cohort in OH

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Jan 19, 2007
Principal office: 6060 PARKLAND, SUITE 200, CLEVELAND, OH, 44124
Phone: 216-593-5090
Website: HTTPS://ANCORA.NET/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.53B
Discretionary AUM: $0
Non-discretionary AUM: $1.53B
Discretionary accounts: 0
Non-discretionary accounts: 161
Total accounts: 161
AUM per client: $9.8M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	150	$1.49B
Charitable organizations	3	$40.2M
Individuals (other than high net worth individuals)	4	$1.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Other (described) — REVENUE SHARING WITH FRS, AND ON CREDIT AND CASH MGMT SOLUTIONS
A percentage of assets under your management

Advisory activities

Other advisory activities
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11C2
Q11C5

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	44	41	decreased by3
Apr 1, 2026	AUM	$1,305,499,514	$1,534,388,933	increased by$228,889,419
Apr 1, 2026	Accounts	157	161	increased by4
May 1, 2025 vs Oct 1, 2022	Employees	41	44	increased by3
May 1, 2025 vs Oct 1, 2022	Clients	168	157	decreased by11
May 1, 2025 vs Oct 1, 2022	AUM	$856,421,851	$1,305,499,514	increased by$449,077,663
May 1, 2025 vs Oct 1, 2022	Accounts	168	157	decreased by11
Apr 1, 2022	Employees	43	41	decreased by2
Apr 1, 2022	AUM	$679,173,961	$856,421,851	increased by$177,247,890
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “ANCORA RETIREMENT” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ANCORA RETIREMENT” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.