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LEEWARD INVESTMENTS
Legal name: LEEWARD INVESTMENTS, LLC
CRD 312557File 801-122220
APPROVED
Retail clients
Filing as of Mar 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.87B
Top 25% of cohort (national)
Discretionary AUM
$2.01B
Non-discretionary $862.8M
Clients
2,700
54 accounts
Employees
14
Above cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Sep 8, 2021
- Principal office
- 10 WINTHROP SQUARE, SUITE 500, BOSTON, MA, 02110
- Phone
- 617-468-6700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.87B
- Discretionary AUM
- $2.01B
- Non-discretionary AUM
- $862.8M
- Discretionary accounts
- 39
- Non-discretionary accounts
- 15
- Total accounts
- 54
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $45.1M |
| Insurance companies | 6 | $209.2M |
| Investment companies | 8 | $1.10B |
| Charitable organizations | 4 | $152.4M |
| Other investment advisers | 2,661 | $715.6M |
| High net worth individuals | 11 | $85.1M |
| Pooled investment vehicles | 1 | $60.5M |
| Pension and profit sharing plans | 3 | $337.7M |
| State or municipal government entities | 5 | $162.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 2,522 | 2,700 | increased by178 |
| Apr 1, 2026 | AUM | $2,754,086,162 | $2,869,858,644 | increased by$115,772,482 |
| Apr 1, 2026 | Accounts | 56 | 54 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 14 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,470 | 2,522 | increased by52 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,423,033,186 | $2,754,086,162 | decreased by$668,947,024 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 69 | 56 | decreased by13 |
| Apr 1, 2022 | Employees | 3 | 12 | increased by9 |
| Apr 1, 2022 | Clients | 0 | 2,470 | increased by2,470 |
| Apr 1, 2022 | AUM | $0 | $3,423,033,186 | increased by$3,423,033,186 |
| Apr 1, 2022 | Accounts | 0 | 69 | increased by69 |
| Oct 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “LEEWARD INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LEEWARD INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.