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SMITH THORNTON ADVISORS, LLC

CRD 312537File 801-120351
APPROVED
Retail clients
Custody
Filing as of Mar 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$852.3M
Above cohort median (national)
Discretionary AUM
$731.2M
Non-discretionary $121.0M
Clients
341
858 accounts
Employees
9
Above cohort median in AL

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
ARO
Registration date
Feb 22, 2021
Principal office
626 CLINTON AVENUE WEST, SUITE 100, HUNTSVILLE, AL, 35801
Phone
256-715-7715

Assets & accounts

ADV Item 5F
Total regulatory AUM
$852.3M
Discretionary AUM
$731.2M
Non-discretionary AUM
$121.0M
Discretionary accounts
656
Non-discretionary accounts
202
Total accounts
858
AUM per client
$2.5M

Clients by type

ADV Item 5D
Client typeClientsAUM
OtherFewer than 5$7.3M
Charitable organizationsFewer than 5$1.4M
High net worth individuals91$305.6M
Pension and profit sharing plans8$465.1M
State or municipal government entitiesFewer than 5$1.2M
Individuals (other than high net worth individuals)236$71.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Fixed fees
  • Hourly charges
  • A percentage of assets under your management

Advisory activities

  • Financial planning services
  • Portfolio management for other
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.