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FIRST GLOBAL
Legal name: FIRST GLOBAL (UK) LIMITED
CRD 312469File 801-121177
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$26.0M
Bottom 25% of cohort (national)
Discretionary AUM
$14.4M
Non-discretionary $11.6M
Clients
746
746 accounts
Employees
3
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- May 12, 2021
- Principal office
- 46 STATION ROAD, NORTH HARROW, MIDDX, HA2 7SE
- Phone
- +44 208 904 4942
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $26.0M
- Discretionary AUM
- $14.4M
- Non-discretionary AUM
- $11.6M
- Discretionary accounts
- 745
- Non-discretionary accounts
- 1
- Total accounts
- 746
- AUM per client
- $35K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $29K |
| High net worth individuals | 26 | $6.3M |
| Pooled investment vehicles | 1 | $11.6M |
| Individuals (other than high net worth individuals) | 718 | $8.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Custody | false | true |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.