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FIRST GLOBAL
Legal name: FIRST GLOBAL (UK) LIMITED
CRD 312469File 801-121177
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$26.0M
Bottom 25% of cohort (national)
Discretionary AUM
$14.4M
Non-discretionary $11.6M
Clients
746
746 accounts
Employees
3
Identity & registration
ADV Item 1- Organization form
- Other (specify)
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- May 12, 2021
- Principal office
- 46 STATION ROAD, NORTH HARROW, MIDDX, HA2 7SE
- Phone
- +44 208 904 4942
- Website
- https://firstglobalsec.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $26.0M
- Discretionary AUM
- $14.4M
- Non-discretionary AUM
- $11.6M
- Discretionary accounts
- 745
- Non-discretionary accounts
- 1
- Total accounts
- 746
- AUM per client
- $35K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $29K |
| High net worth individuals | 26 | $6.3M |
| Pooled investment vehicles | 1 | $11.6M |
| Individuals (other than high net worth individuals) | 718 | $8.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Jul 1, 2026 | Disclosures | No | Yes | |
| Jul 1, 2026 | Clients | 634 | 746 | increased by112 |
| Jul 1, 2026 | AUM | $17,243,594 | $26,030,614 | increased by$8,787,020 |
| Jul 1, 2026 | Accounts | 634 | 746 | increased by112 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 4 | 3 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 590 | 634 | increased by44 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $18,424,025 | $17,243,594 | decreased by$1,180,431 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 590 | 634 | increased by44 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 495 | 590 | increased by95 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $40,376,125 | $18,424,025 | decreased by$21,952,100 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 495 | 590 | increased by95 |
| Aug 1, 2022 | Clients | 375 | 495 | increased by120 |
| Aug 1, 2022 | AUM | $7,772,841 | $40,376,125 | increased by$32,603,284 |
| Aug 1, 2022 | Accounts | 375 | 495 | increased by120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FIRST GLOBAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FIRST GLOBAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.