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WEATHERVANE ASSET MANAGEMENT LLC
CRD 312424File 801-120286
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$384.1M
Below cohort median (national)
Discretionary AUM
$384.1M
Clients
70
70 accounts
Employees
4
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Apr 21, 2021
- Principal office
- 1 EAST BROWARD BLVD., SUITE 700, FORT LAUDERDALE, FL, 33301
- Phone
- 516-305-9438
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $384.1M
- Discretionary AUM
- $384.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 70
- Non-discretionary accounts
- 0
- Total accounts
- 70
- AUM per client
- $5.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 5 | $3.2M |
| Pooled investment vehicles | 65 | $380.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 5 | 4 | decreased by1 |
| Apr 1, 2026 | Clients | 66 | 70 | increased by4 |
| Apr 1, 2026 | AUM | $260,305,649 | $384,119,258 | increased by$123,813,609 |
| Apr 1, 2026 | Accounts | 66 | 70 | increased by4 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 3 | 5 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 54 | 66 | increased by12 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $293,532,929 | $260,305,649 | decreased by$33,227,280 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 54 | 66 | increased by12 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 68 | 54 | decreased by14 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $238,480,659 | $293,532,929 | increased by$55,052,270 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 68 | 54 | decreased by14 |
| Apr 1, 2022 | Clients | 8 | 68 | increased by60 |
| Apr 1, 2022 | AUM | $202,286,400 | $238,480,659 | increased by$36,194,259 |
| Apr 1, 2022 | Accounts | 8 | 68 | increased by60 |
| Feb 1, 2022 | Employees | 1 | 3 | increased by2 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WEATHERVANE ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WEATHERVANE ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.