NORTHCAPE WEALTH MANAGEMENT

Legal name: NORTHCAPE WEALTH MANAGEMENT, LLC

CRD 312350File 801-120425

APPROVED

Retail clients

Custody

Filing as of Apr 24, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$706.1M

Above cohort median (national)

Discretionary AUM

$667.0M

Non-discretionary $39.1M

Clients

594

1,394 accounts

Employees

Below cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Mar 4, 2021
Principal office: 6565 MAIN STREET, WILLIAMSVILLE, NY, 14221
Phone: (71) 632-6565
Website: https://www.northcapewm.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $706.1M
Discretionary AUM: $667.0M
Non-discretionary AUM: $39.1M
Discretionary accounts: 1,356
Non-discretionary accounts: 38
Total accounts: 1,394
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	8	$10.2M
Charitable organizations	16	$21.6M
High net worth individuals	166	$535.4M
Individuals (other than high net worth individuals)	404	$138.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.