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SIDEPOCKET INCORPORATED
Legal name: SIDEPOCKET INC
CRD 312031File 801-120228
APPROVED
Retail clients
Filing as of Mar 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$915K
Bottom 25% of cohort (national)
Discretionary AUM
$915K
Clients
60
60 accounts
Employees
16
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jan 25, 2020
- Principal office
- 1 SANSOME STREET, SUITE 3500, SAN FRANCISCO, CA, 94104
- Phone
- 800-490-2188
- Website
- https://www.sidepocket.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $915K
- Discretionary AUM
- $915K
- Non-discretionary AUM
- $0
- Discretionary accounts
- 60
- Non-discretionary accounts
- 0
- Total accounts
- 60
- AUM per client
- $15K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 13 | $402K |
| Individuals (other than high net worth individuals) | 47 | $513K |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 123 | 60 | decreased by63 |
| Apr 1, 2026 | AUM | $492,303 | $914,547 | increased by$422,244 |
| Apr 1, 2026 | Accounts | 123 | 60 | decreased by63 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 16 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $0 | $492,303 | increased by$492,303 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 0 | 123 | increased by123 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SIDEPOCKET INCORPORATED” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SIDEPOCKET INCORPORATED” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.