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CONFLUENCE FINANCIAL PARTNERS
Legal name: CONFLUENCE WEALTH SERVICES, INC.
CRD 311980File 801-120711
APPROVED
Retail clients
Custody
Filing as of Jul 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$6.84B
Top 25% of cohort (national)
Discretionary AUM
$6.51B
Non-discretionary $323.3M
Clients
4,873
15,388 accounts
Employees
70
Top 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Apr 5, 2021
- Principal office
- 732 E MCMURRAY RD, MCMURRAY, PA, 15317
- Phone
- 724-271-8801
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.84B
- Discretionary AUM
- $6.51B
- Non-discretionary AUM
- $323.3M
- Discretionary accounts
- 14,701
- Non-discretionary accounts
- 687
- Total accounts
- 15,388
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 38 | $120.5M |
| Investment companies | 1 | $441K |
| Charitable organizations | 71 | $177.6M |
| High net worth individuals | 1,540 | $5.13B |
| Pension and profit sharing plans | 63 | $187.9M |
| State or municipal government entities | Fewer than 5 | $18.2M |
| Individuals (other than high net worth individuals) | 3,158 | $1.16B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 4879 | 4873 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.