FINDEC WEALTH SERVICES, INC.

CRD 311949File 801-120139

APPROVED

Retail clients

Custody

Filing as of Mar 23, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$627.9M

Above cohort median (national)

Discretionary AUM

$627.9M

Clients

597

822 accounts

Employees

Above cohort median in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: SFRO
Registration date: Jan 11, 2021
Principal office: 1776 W. MARCH LANE, SUITE 190, STOCKTON, CA, 95207
Phone: 209-957-7413
Website: https://findec.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $627.9M
Discretionary AUM: $627.9M
Non-discretionary AUM: $0
Discretionary accounts: 822
Non-discretionary accounts: 0
Total accounts: 822
AUM per client: $1.1M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$493K
Charitable organizations	Fewer than 5	$1.4M
High net worth individuals	38	$65.5M
Pension and profit sharing plans	238	$490.2M
State or municipal government entities	11	$15.7M
Individuals (other than high net worth individuals)	306	$54.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.