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FINDEC WEALTH SERVICES, INC.
CRD 311949File 801-120139
APPROVED
Retail clients
Custody
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$627.9M
Above cohort median (national)
Discretionary AUM
$627.9M
Clients
597
822 accounts
Employees
5
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jan 11, 2021
- Principal office
- 1776 W. MARCH LANE, SUITE 190, STOCKTON, CA, 95207
- Phone
- 209-957-7413
- Website
- https://findec.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $627.9M
- Discretionary AUM
- $627.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 822
- Non-discretionary accounts
- 0
- Total accounts
- 822
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $493K |
| Charitable organizations | Fewer than 5 | $1.4M |
| High net worth individuals | 38 | $65.5M |
| Pension and profit sharing plans | 238 | $490.2M |
| State or municipal government entities | 11 | $15.7M |
| Individuals (other than high net worth individuals) | 306 | $54.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2026 | Clients | 770 | 597 | decreased by173 |
| Apr 1, 2026 | AUM | $770,564,000 | $627,905,000 | decreased by$142,659,000 |
| Apr 1, 2026 | Accounts | 1,435 | 822 | decreased by613 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 4 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 733 | 770 | increased by37 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $864,012,538 | $770,564,000 | decreased by$93,448,538 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,375 | 1,435 | increased by60 |
| Apr 1, 2022 | Employees | 8 | 10 | increased by2 |
| Apr 1, 2022 | Clients | 665 | 733 | increased by68 |
| Apr 1, 2022 | AUM | $791,128,672 | $864,012,538 | increased by$72,883,866 |
| Apr 1, 2022 | Accounts | 1,146 | 1,375 | increased by229 |
| Jun 1, 2021 | Registration | APPROVED-120 | APPROVED | |
| May 1, 2021 | Custody | No | Yes | |
| May 1, 2021 | AUM | $0 | $791,128,672 | increased by$791,128,672 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINDEC WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINDEC WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.