WHALEN FINANCIAL

Legal name: WHALEN WEALTH MANAGEMENT INC.

CRD 311869File 801-120102

APPROVED

Retail clients

Filing as of May 7, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$223.0M

Below cohort median (national)

Discretionary AUM

$223.0M

Clients

400

825 accounts

Employees

Below cohort median in NV

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: LARO
Registration date: Jan 4, 2021
Principal office: 7160 RAFAEL RIVERA WAY, SUITE 220, LAS VEGAS, NV, 89113
Phone: 702-878-3900
Website: https://cwm.vegas/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $223.0M
Discretionary AUM: $223.0M
Non-discretionary AUM: $0
Discretionary accounts: 825
Non-discretionary accounts: 0
Total accounts: 825
AUM per client: $557K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	7	$1.8M
Charitable organizations	Fewer than 5	$565K
High net worth individuals	69	$133.1M
Individuals (other than high net worth individuals)	322	$87.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.