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SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC
CRD 311808File 801-120570
APPROVED
Custody
Disclosure events
Filing as of Apr 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.72B
Top 25% of cohort (national)
Discretionary AUM
$2.72B
Clients
8
8 accounts
Employees
25
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 19, 2021
- Principal office
- 375 PARK AVENUE, 34TH FLOOR, NEW YORK, NY, 10152
- Phone
- 212-895-2280
- Website
- http://www.soundpointcap.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.72B
- Discretionary AUM
- $2.72B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 8
- Non-discretionary accounts
- 0
- Total accounts
- 8
- AUM per client
- $340.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $477.9M |
| Insurance companies | 5 | $1.72B |
| Pooled investment vehicles | 2 | $524.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ORIGINATION FEES, EXIT FEES
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | AUM | $2,450,725,546 | $2,723,360,506 | increased by$272,634,960 |
| Apr 1, 2026 | Employees | 23 | 25 | increased by2 |
| Apr 1, 2026 | AUM | $2,596,531,424 | $2,450,725,546 | decreased by$145,805,878 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 21 | 23 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 5 | 8 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,120,328,228 | $2,596,531,424 | increased by$476,203,196 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 5 | 8 | increased by3 |
| Apr 1, 2022 | Employees | 13 | 21 | increased by8 |
| Apr 1, 2022 | Clients | 0 | 5 | increased by5 |
| Apr 1, 2022 | AUM | $0 | $2,120,328,228 | increased by$2,120,328,228 |
| Apr 1, 2022 | Accounts | 0 | 5 | increased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SOUND POINT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SOUND POINT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.