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MAINE ADVISORY ASSOCIATES
Legal name: VOLK FINANCIAL LLC
CRD 311679File 801-136260
APPROVED
Retail clients
Filing as of Jul 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$116.5M
Bottom 25% of cohort (national)
Discretionary AUM
$114.2M
Non-discretionary $2.3M
Clients
176
529 accounts
Employees
3
Bottom 25% of cohort in ME
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 14, 2026
- Principal office
- 358 U.S. ROUTE 1, SUITE 101, FALMOUTH, ME, 04105
- Phone
- 207-778-2250
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $116.5M
- Discretionary AUM
- $114.2M
- Non-discretionary AUM
- $2.3M
- Discretionary accounts
- 524
- Non-discretionary accounts
- 5
- Total accounts
- 529
- AUM per client
- $662K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $1.2M |
| High net worth individuals | 33 | $65.3M |
| Individuals (other than high net worth individuals) | 143 | $50.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.