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AUGUST GROUP
Legal name: THE AUGUST GROUP CAPITAL LIMITED
CRD 311499File 801-120147
APPROVED
Retail clients
Custody
Filing as of Sep 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$740.3M
Above cohort median (national)
Discretionary AUM
$678.7M
Non-discretionary $61.6M
Clients
56
407 accounts
Employees
22
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jan 13, 2021
- Principal office
- 705-320 BAY STREET, TORONTO, M5H 4A6
- Phone
- 438-792-5161
- Website
- https://www.augustgroup.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $740.3M
- Discretionary AUM
- $678.7M
- Non-discretionary AUM
- $61.6M
- Discretionary accounts
- 356
- Non-discretionary accounts
- 51
- Total accounts
- 407
- AUM per client
- $13.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 21 | $528.1M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $19.1M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 34 | $193.1M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PERCENTAGE OF NET WORTH
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 54 | 56 | increased by2 |
| Apr 1, 2026 | AUM | $649,737,846 | $740,298,168 | increased by$90,560,322 |
| Apr 1, 2026 | Accounts | 397 | 407 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 22 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 27 | 54 | increased by27 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $500,331,948 | $649,737,846 | increased by$149,405,898 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 226 | 397 | increased by171 |
| Jul 1, 2022 | Employees | 10 | 9 | decreased by1 |
| Jul 1, 2022 | Clients | 21 | 27 | increased by6 |
| Jul 1, 2022 | AUM | $127,148,874 | $500,331,948 | increased by$373,183,074 |
| Jul 1, 2022 | Accounts | 175 | 226 | increased by51 |
| Oct 1, 2021 | Clients | 18 | 21 | increased by3 |
| Oct 1, 2021 | AUM | $46,007,991 | $127,148,874 | increased by$81,140,883 |
| Oct 1, 2021 | Accounts | 126 | 175 | increased by49 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AUGUST GROUP” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AUGUST GROUP” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.