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WEALTHPLAN INVESTMENT MANAGEMENT LLC
CRD 311364File 801-120004
APPROVED
Retail clients
Custody
Filing as of Jun 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.19B
Top 25% of cohort (national)
Discretionary AUM
$2.14B
Non-discretionary $43.3M
Clients
2,145
5,313 accounts
Employees
34
Top 25% of cohort in NE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Dec 18, 2020
- Principal office
- 101 S 108TH AVE, 3RD FLOOR, OMAHA, NE, 68154
- Phone
- 402-691-0200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.19B
- Discretionary AUM
- $2.14B
- Non-discretionary AUM
- $43.3M
- Discretionary accounts
- 5,160
- Non-discretionary accounts
- 153
- Total accounts
- 5,313
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 15 | $28.0M |
| Charitable organizations | 9 | $61.2M |
| High net worth individuals | 375 | $1.17B |
| Pension and profit sharing plans | 52 | $206.7M |
| State or municipal government entities | Fewer than 5 | $4.3M |
| Individuals (other than high net worth individuals) | 1,693 | $715.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.