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WEALTHPLAN INVESTMENT MANAGEMENT LLC
CRD 311364File 801-120004
APPROVED
Retail clients
Custody
Filing as of Aug 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.19B
Top 25% of cohort (national)
Discretionary AUM
$2.14B
Non-discretionary $43.3M
Clients
2,145
5,313 accounts
Employees
34
Top 25% of cohort in NE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Dec 18, 2020
- Principal office
- 101 S 108TH AVE, 3RD FLOOR, OMAHA, NE, 68154
- Phone
- 402-691-0200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.19B
- Discretionary AUM
- $2.14B
- Non-discretionary AUM
- $43.3M
- Discretionary accounts
- 5,160
- Non-discretionary accounts
- 153
- Total accounts
- 5,313
- AUM per client
- $1.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 15 | $28.0M |
| Charitable organizations | 9 | $61.2M |
| High net worth individuals | 375 | $1.17B |
| Pension and profit sharing plans | 52 | $206.7M |
| State or municipal government entities | Fewer than 5 | $4.3M |
| Individuals (other than high net worth individuals) | 1,693 | $715.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Employees | 40 | 34 | decreased by6 |
| Feb 1, 2026 | Disclosures | Yes | No | |
| Feb 1, 2026 | Clients | 1,572 | 2,145 | increased by573 |
| Feb 1, 2026 | AUM | $1,574,375,590 | $2,185,239,312 | increased by$610,863,722 |
| Feb 1, 2026 | Accounts | 3,957 | 5,313 | increased by1,356 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 40 | increased by30 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 365 | 1,572 | increased by1,207 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $628,244,234 | $1,574,375,590 | increased by$946,131,356 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 933 | 3,957 | increased by3,024 |
| Apr 1, 2022 | Employees | 14 | 10 | decreased by4 |
| Apr 1, 2022 | Clients | 371 | 365 | decreased by6 |
| Apr 1, 2022 | AUM | $535,622,743 | $628,244,234 | increased by$92,621,491 |
| Apr 1, 2022 | Accounts | 908 | 933 | increased by25 |
| May 1, 2021 | Clients | 0 | 371 | increased by371 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WEALTHPLAN INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WEALTHPLAN INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.