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DOVETAIL FINANCIAL GROUP LLC
CRD 311298File 801-119910
APPROVED
Retail clients
Custody
Filing as of Jun 11, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$298.9M
Below cohort median (national)
Discretionary AUM
$295.3M
Non-discretionary $3.7M
Clients
342
891 accounts
Employees
6
Below cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Dec 9, 2020
- Principal office
- 210-4 AVONDALE AVE, WILMINGTON, NC, 28403-7059
- Phone
- 910-395-1991
- Website
- http://www.dovetailfin.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $298.9M
- Discretionary AUM
- $295.3M
- Non-discretionary AUM
- $3.7M
- Discretionary accounts
- 882
- Non-discretionary accounts
- 9
- Total accounts
- 891
- AUM per client
- $874K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $24K |
| High net worth individuals | 41 | $137.8M |
| Individuals (other than high net worth individuals) | 300 | $161.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.